Associate Director, Regulatory Compliance_Asset Management

HK$91k -100k pm
Hong Kong
30 Jul 2019

Associate Director, Regulatory Compliance_Foreign Asset Management Company

My client is one of the largest and most stable International Asset Management company who is looking to hire a member with 8-10 years' experience on Regulatory Compliance who will have high visibility of progression and responsibilities.


  • Advise to both Country and regional office in Hong Kong, Korea, Singapore, Taiwan and China on regulatory matters
  • Review marketing materials on handling licensing matters with regulatory bodies
  • Launch projects for regulatory changes across the region
  • Liaise with regulators (e.g. SFC) and to build relationships with them on regulatory filings and approvals



  • Degree holder in legal, Accounting or business-related disciplines.
  • 8-10 years of experience on Regulatory Compliance in Asset Management
  • Good in English will be highly advantageous

To apply online please click the 'Apply' button below. For a confidential discussion about this role please contact Cherry CHAN on +852 3907 3974.

Beatrix Lee's picture
Senior Manager | Financial Services Operations Recruitment
Hong Kong +852 3907 3937 |